Financial Services Fee Agreement

We must take all necessary measures to achieve the best possible result on your behalf if we abandon or pass on your instructions to buy or sell an investment. This is called „best execution.“ We have an obligation to put in place our best enforcement policy, to give a summary and to get your agreement on our best enforcement policy. A summary is available in Appendix I and, at the signing of this agreement, you accept this directive. Please note that you can drop the option at any time, and then your financial planning service ends with Chapters Financial Limited. This can be revived by further negotiations. This is our standard customer agreement that we want to rely on. For your own benefit and protection, you should carefully read these conditions before continuing with our service. If you don`t understand, we ask for more information. We will contact invitations to arrange a financial audit in accordance with your audit schedule. If you request financial control, this will generally include:- These are entities that platforms and suppliers make available to all financial advisors, with the sole purpose of improving the quality of service to customers. We will always vote on the amount of this compensation and your payment options before proceeding with the agreed financial planning project.

Our level of commitment and activity will confirm the delivery costs and specific service. We will not charge you a fee until you agree on how we will be paid. The investment platforms and product suppliers we have used/recommended provide a wide variety of technical information on products and legislation as well as online tools that allow us to represent the performance of customer portfolios and collect other data to support our communication with customers. This can take the form of information generally available to all financial advisors, such as. B, guides to fill out application forms, forecast future benefits and confirmation of why their products may be suitable for certain people/circumstances. We also have access to technical assistance services by phone and email, with which we discuss possible solutions for particularly complex client situations and ask for tax calculations. This document sets out the basis on which we will do business with you and on your behalf. This is our standard customer agreement and we intend to rely on our fee commitment and the scope of the work.

This is an important document, and for your own benefit and protection, please read it carefully before continuing with our service. If you are unsure of any of its conditions, please contact us for a statement. This client agreement is governed and interpreted in accordance with English law and the parties submit to the exclusive jurisdiction of the English courts. The terms of this customer agreement come into effect immediately, you require us to provide business and services for you and you will remain in effect until further notice. Once the first solutions are found, it is important to regularly review your financial programming, as your life and wealth evolves by making adjustments and changes to your strategy to reflect your evolving aspirations and needs. Our standard service can be customized to meet your specific financial planning needs and usually involves:- Developing and preparing a recommended financial planning strategy based on your agreed needs and circumstances. Depending on the schedule. Whether or not you buy a product, we charge a fee for our independent advisory and financial planning services.

Our total upfront fee is subject to a minimum amount of $1,700. Get more general information about you and your financial situation if necessary. Chapters Financial offers a professional financial planning service to meet your evolving needs throughout your life.

Kategorien
  • Keine Kategorien